Legal Information

 

  • Chisholm Wealth Management LLC (“CWM”) is a registered investment advisor offering advisory services in the State of Texas, Louisiana, and in other jurisdictions where exempt. Registration does not imply a certain level of skill or training.

    The information on this site is not intended as tax, accounting or legal advice, as an offer or solicitation of an offer to buy or sell, or as an endorsement of any company, security, fund, or other securities or non-securities offering. This information should not be relied upon as the sole factor in an investment making decision.

    Past performance is no indication of future results. Investment in securities involves significant risk and has the potential for partial or complete loss of funds invested. It should not be assumed that any recommendations made will be profitable or equal any performance noted on this site.

    The information on this site is provided “AS IS” and without warranties of any kind either express or implied. To the fullest extent permissible pursuant to applicable laws, Chisholm Wealth Management LLC disclaims all warranties, express or implied, including, but not limited to, implied warranties of merchantability, non-infringement, and suitability for a particular purpose.

    CWM does not warrant that the information on this site will be free from error. Your use of the information is at your sole risk. Under no circumstances shall CWM be liable for any direct, indirect, special or consequential damages that result from the use of, or the inability to use, the information provided on this site, even if CWM or a CWM authorized representative has been advised of the possibility of such damages. Information contained on this site should not be considered a solicitation to buy, an offer to sell, or a recommendation of any security in any jurisdiction where such offer, solicitation, or recommendation would be unlawful or unauthorized.

  • The information being provided is strictly as a courtesy/convenience. When you link to any of the web sites provided here, you are leaving this website. We make no representation as to the completeness or accuracy of information provided at these websites.

    Chisholm Wealth Management LLC is not liable for any direct or indirect technical or system issues or any consequences arising out of your access to or your use of third-party technology, web sites, information and programs made available through this website.

    When you access one of these web sites, you are leaving our web site and assume total responsibility and risk for use of the web sites you are visiting.

    Chisholm Wealth Management LLC does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Chisholm Wealth Management LLC’s web site or incorporated herein, and takes no responsibility thereof.

  • Chisholm Wealth Management LLC (“CWM”) recognizes that our relationships with current and prospective clients are based on integrity and trust. We work hard to maintain your privacy and to preserve the private nature of our relationship with you. We place the highest value on the information you share with us. CWM will not disclose your personal information to anyone unless it is required by law or at your direction. We will not sell your personal information.

    We want our clients to understand what information we collect, how we use it, and how we protect your personal information.

    Why We Collect Your Information

    We gather information about you so that we can:

    Help design and implement the investment and financial planning related services we provide you; and

    Comply with the Federal and State laws and regulations that govern us.

    What Information We Collect and Maintain

    We may collect the following types of “nonpublic personal information” (“NPI”) about you:

    Information from our initial meeting or subsequent consultations about your identity, such as your name, address, social security number, date of birth, and financial information;

    Information that we generate to service your financial needs; and

    Information that we may receive from third parties in connection with the services we provide you.

    What Information We Disclose

    We are permitted by law to disclose nonpublic information about you to unaffiliated third parties in certain circumstances. CWM may disclose client's NPI: (1) to individuals and/or entities not affiliated with CWM, including, but not limited to third-parties that assist in the supervision or management of your account(s) (i.e., broker-dealer, sub-advisers, account custodian, record keeper, etc.); (2) service providers contracted by us in order for us to perform the duties in furtherance of the client's engagement with CWM (i.e. client management systems, archiving technology vendors, cloud service providers, etc.); (3) to your authorized representative or power of attorney; (4) when we receive your prior consent; and (5) as otherwise permitted to do so in accordance with the parameters of applicable federal and/or state privacy regulations.

    In the event that CWM has a change to its client privacy policy that would allow it to disclose non-public information not covered under applicable law, CWM will allow its clients the opportunity to opt-out of such disclosure.

    How We Protect Your Personal Information

    Privacy has always been important to CWM. We restrict and limit access to client information only to those who need to carry out their business functions. We safeguard client information by preventing its unauthorized access, disclosure, or use. We maintain physical, electronic, and procedural safeguards to protect your confidential personal information. Arrangements with companies or independent contractors not affiliated with CWM will be subject to confidentiality agreements.

    Former Clients

    Even if we cease to provide you with financial services, our Privacy Policy will continue to apply to you, and we will continue to treat your nonpublic information with strict confidentiality. We maintain all records regarding all former clients for the retention period required by law.

    Contact Us

    Clients are encouraged to discuss any questions regarding privacy policies and procedures directly with Jarrod Sandra, Chief Compliance Officer of CWM. Please contact Jarrod Sandra at (817) 678-2821.

  • Chisholm Wealth Management LLC (“CWM”) is a registered investment advisor offering advisory services in the State of Texas, Louisiana, and in other jurisdictions where exempted. Registration does not imply a certain level of skill or training.

    This communication is for informational purposes only and is not intended as tax, accounting or legal advice, as an offer or solicitation of an offer to buy or sell, or as an endorsement of any company, security, fund, or other securities or non-securities offering. This communication should not be relied upon as the sole factor in an investment making decision.

    Past performance is no indication of future results. Investment in securities involves significant risk and has the potential for partial or complete loss of funds invested. It should not be assumed that any recommendations made will be profitable or equal the performance noted in this publication.

    The information herein is provided “AS IS” and without warranties of any kind either express or implied. To the fullest extent permissible pursuant to applicable laws, Chisholm Wealth Management LLC (referred to as “CWM”) disclaims all warranties, express or implied, including, but not limited to, implied warranties of merchantability, non-infringement, and suitability for a particular purpose.

    All opinions and estimates constitute CWM’s judgment as of the date of this communication and are subject to change without notice. CWM does not warrant that the information will be free from error. The information should not be relied upon for purposes of transacting securities or other investments. Your use of the information is at your sole risk. Under no circumstances shall CWM be liable for any direct, indirect, special or consequential damages that result from the use of, or the inability to use, the information provided herein, even if CWM or a CWM authorized representative has been advised of the possibility of such damages. Information contained herein should not be considered a solicitation to buy, an offer to sell, or a recommendation of any security in any jurisdiction where such offer, solicitation, or recommendation would be unlawful or unauthorized.

    Reproduction of this material is prohibited without written permission from Chisholm Wealth Management LLC, and all rights are reserved.